Transferring Your License(s)

Our experienced staff of licensing professionals will expedite the transfer of your registrations using LicenseWaRe, our online repository of data pertinent to the licensing process and generation of your Form U-4. This highly qualified group is uniquely positioned in the industry to ensure this sensitive process fully complies with ever-changing FINRA and specific state rules and regulations.

    Transferring FINRA licenses

  • Expedited processing
  • LicenseWaRe Kit
  • Financial Advisor Agreement
  • Execution of Form U-4

    Transferring Insurance Licenses

  • Automatic appointment with strategic partners
  • LTC & Medicare Supplement licenses
  • Life, Disability, and Fixed Annuities licenses
  • Individual and Group Health / Dental licenses

    Licensing Fees

  • Initial fees paid in resident state (and one non-resident state if advisor lives within 100 miles)

Establishing a W&R advisor number